Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-03-19 |
| CA | RA | APPROVED | 2004-06-15 |
Branch Locations
333 S Hope St, Los Angeles, CA 90071 • United States
Sherman Oaks, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 07/2000 | Present |
| Bank Of America, N.A. | Los Angeles | CA | 02/2014 | Present |
I*8772 Entity Type: Fiduciary role Name of outside business organization: The D. C. B. Charitable Foundation Address of business: Pennington, California 08534 Position, title, association: Co-Trustee Start date of relationship: 9/4/2013 Number of hours devoted: 1 hour Annually Number of hours devoted during trading hours: 0 Duties: Co-Trustee of Charitable Foundation
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-02 |
Reach out to this advisor