James Frederick White

Current Employers

Employment History

• 08/2001 → 07/2020
  Merrill Lynch, Pierce, Fenner & Smith, Inc.
  Columbus, OH
• 06/2011 → 07/2020
  Bank Of America, N.A.
  Upper Arlington, OH
• 07/2020 → Present
  Morgan Stanley Smith Barney Llc
  Dublin, OH
• 02/2021 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2002-12-10 → 2020-08-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Upper Arlington, OH
  Columbus, OH

Other Businesses

1. *407402 - Whiteford Investment Company, LLC; Investment related - Yes; Toledo; Ohio; Investment/Finance/Banking, Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 07/2020; During business hours: 0; After business hours: 5; Owner - hold investments 2. *407403 - White Family Real Estate Holdings, LLC; Investment related - Yes; Toledo; Ohio; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 07/2020; During business hours: 1; After business hours: 4; 3. *407405 - Wholesome Group, LLC; Investment related - Yes; Toledo; Ohio; Restaurant/Bar/Nightclub; Partner (proprietor, partner, officer, director, employee, trustee, agent); 07/2020; During business hours: 0; After business hours: 0; Property Management 4. I*70874 For profit or not for profit: For-Profit Organization Name of outside business organization: Toledo Walleye Hockey Club Investment related: N Address of business: Toledo, Ohio 43221 Nature of business: professional hockey team Position, title, association: Advisory Board Member, Start date of relationship: 2/22/2018 Number of hours devoted: 1 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: annual meeting to review operations of hockey team 5. I*122689 For profit or not for profit: For-Profit Organization Name of outside business organization: Whiteford Cousins, LLC Investment related: Y Address of business: Toledo, Ohio 43615 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 4/25/2019 Number of hours devoted: 1 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: LLC established for benefit of White family grandchildren. Sole limited partners are six grandchildren of James F. White Jr. I am a Manager of the LLC 7. *409036 - Trust; Investment related Yes; Toledo, OH; Jan 2015; During business hours: 5; After business hours: 0. 8. *412191 - Trust; Investment related Yes; Toledo, OH; September 2001; During business hours: 5; After business hours: 0 9. *422991 - White Family Companies, Inc.; Investment related - Yes; Toledo, Ohio; Automotive/Transportation; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 01/2021; During business hours: 1; After business hours: 5; Investment Decisions/Advice *531885 - SSW/JFW Investment Co, LLC; Investment related: Yes; Toledo, Ohio; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 05/2022; During business hours: 0; After business hours: 0; Investment Decisions/Advice *602282 - OneOhio Recovery Foundation; Investment related: No; Columbus, Ohio; Civic/Community:Economic Assistance:Public Safety:Health and Welfare; Board Member(proprietor, partner, officer, director, employee, trustee, agent); 8/2024; During business hours: 6; After business hours: 0; Investment Decisions/Advice

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-01-18
• S65 Uniform Investment Adviser Law Examination
  2001-12-21

Other Names

• Jim White