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William Joseph Derosa

Anthem Asset Management

Glastonbury, CT

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Current Employers
Anthem Asset Management

2534 Main Street, Glastonbury, CT 06033 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2006-05-15
  • CT RA
    APPROVED
    Since 2006-05-15

Branch Locations

2534 Main Street, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Anthem Asset Management, Llc Westport CT 08/2003 Present
  • 08/2003 → Present
    Anthem Asset Management, Llc
    Westport, CT
Previous Registrations
  • 2001-04-18 → 2003-06-04
    Badgley Phelps Wealth Managers
    Seattle, WA
Other Businesses

CONSULTING THE FIRM RECEIVES ADDITIONAL COMPENSATION FOR THE FOLLOWING; 1. CONSULTING FEES - A CONSULTING FEE IS PAID TO THE FIRM FOR MARKET AND MUTUAL FUND RESEARCH FROM A SEPARATE INVESTMENT ADVISOR. THE INVESTMENT ADVISOR, SLADEK & WITEK, CPAS, IS A STATE-REGISTERED INVESTMENT ADVISOR. CONSULTING ACTIVITIES INCLUDE PROVIDING MUTUAL FUND AND GENERAL MARKET RESEARCH, MAINTAINING THE FIRM'S MUTUAL FUND BUYLIST. FEES ARE CHARGED TO SLADEK & WITEK AN ON HOURLY BASIS DEPENDING ON PROJECT MAGNITUDE AND DURATION.

Designations
Other Names
  • William Joseph Derosa

View on SEC IAPD

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