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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-05-05 |
| PA | RA | APPROVED | 2015-05-04 |
Branch Locations
10880 Wilshire Boulevard 23Rd Floor, Los Angeles, CA 90024 • United States
Nwebury Park, CA • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Los Angeles | CA | 05/2015 | Present |
1.THIS IS MY FAMILY TRUST. I AM INVOLVED IN THE MANAGEMENT OF ITS INVESTMENTS. 2.MY HUSBAND AND I OWN A RENTAL PROPERTY AT 236 ST. THOMAS DRIVE, OAK PARK, CA 91377. WE RENT IT OUT FOR INCOME; I SPEND 0 HOUR ON THIS AS MY HUSBAND TAKES CARE OF IT ENTIRELY.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-02-21 |
| S65 | Uniform Investment Adviser Law Examination | 2001-11-01 |
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