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Angela C Carr

Rbc Capital Markets, LLC

Lake Oswego, OR

West Linn, OR

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2024-04-17
WA RA APPROVED 2022-04-11
GA RA APPROVED 2021-03-02
TX RA APPROVED 2021-03-01
  • OR RA
    APPROVED
    Since 2024-04-17
  • WA RA
    APPROVED
    Since 2022-04-11
  • GA RA
    APPROVED
    Since 2021-03-02
  • TX RA
    APPROVED
    Since 2021-03-01

Branch Locations

4949 Sw Meadows Road Suite 250, Lake Oswego, OR 97035 • United States

West Linn, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Austin TX 06/2010 02/2021
Rbc Capital Markets, Llc Seattle WA 03/2021 Present
Previous Registrations
  • 2011-02-28 → 2021-02-17
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Alpharetta, GA
    New Orleans, LA
    Austin, TX
    Biloxi, MS
    Johnson City, TN
    Fort Worth, TX
    Amarillo, TX
    Chattanooga, TN
    Rome, GA
    Gainesville, GA
    Florence, AL
    Huntsville, AL
    Midland, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-02-25
S63 Uniform Securities Agent State Law Examination 2011-02-04
  • S65 Uniform Investment Adviser Law Examination
    2011-02-25
  • S63 Uniform Securities Agent State Law Examination
    2011-02-04
Other Names
  • Angela C Cole

View on SEC IAPD

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Other Investors

Grace Buchanan
ANDREW GEORGE ROUNSAVELLE CARTER
LISA M CASELLI
Nicholas Jacob Hubert
Catherine A Groff
MARCUS CHRISTIAN PARKER
JEFFREY DAVID KANTOR
JUSTIN PATRICK LINDSEY

Other Offices

PANORAMIC CAPITAL PARTNERS LLC · LAKE OSWEGO, OR
NORTHMARQ FUND MANAGEMENT, LLC · LAKE OSWEGO, OR
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · LAKE OSWEGO, OR
CWM, LLC · Lake Oswego, OR
LPL FINANCIAL LLC · LAKE OSWEGO, OR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Lake Oswego, OR
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · LAKE OSWEGO, OR
PACIFIC RIDGE CAPITAL PARTNERS, LLC · LAKE OSWEGO, OR

More in Lake Oswego, OR

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