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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-04-03
CT RA APPROVED 2007-05-29
  • NY RA
    APPROVED
    Since 2025-04-03
  • CT RA
    APPROVED
    Since 2007-05-29

Branch Locations

Citi Private Bank 111 Huntington Avenue, 29Th Floor, Boston, MA 02199 • United States

Citi Private Bank 3 Greenwich Office Park, 3Rd Floor, Greenwich, CT 06831 • United States

Newton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Boston MA 05/2007 Present
Previous Registrations
  • 2004-09-20 → 2007-05-29
    Citicorp Investment Services
    Boston, MA
    Boston, MA
  • 2002-06-14 → 2002-10-29
    Robertson Stephens, Inc.
    San Francisco, CA
Other Businesses

SOLVIT CAPITAL PARTNERS, LLC; DOVER, DE; BUSINESS INVESTMENT RELATED.; AFFILIATION BEGAN NOVEMBER 2011; TITLE: MEMBER/50% OWNER; DUTIES: 50% OWNER IN AN LLC THAT WAS CREATED TO INVEST IN PE INVESTMENTS; 0-1 HOUR PER MONTH DEVOTED TO THE BUSINESS DURING SECURITIES TRADING HOURS AND 0-1 HOUR PER MONTH OUTSIDE OF SECURITIES TRADING HOURS. ///// Bastion Institute; Not Investment-related; Nature: Non-profit; Alexandria, Virginia; Started: 4/11/2022; Title: Board of Directors; Duties: The Bastion Institute's mission is to bring together the brightest minds across the country to discuss the path towards strengthening America's leadership and standing on the international stage.; 1-2 hours are devoted each month during securities trading hours; 1-2 hours are devoted each month outside of securities trading hours./// Equilibrium Global Limited ; Not Investment-related; Nature: Equilibrium Global Limited is an international advisory and consulting firm based in the United Kingdom. It's subsidiary, Equilibrium (Gulf) Limited has organized an International Advisory Board to provide perspectives on international affairs, international economics and development strategy. ; East Sussex, England ; Started: March 7, 2025; Title: ? International Advisory Board Member; Duties: Attend one or two meetings per year, and to serve on the International Advisory Board. This is a non-governing board with no fiduciary responsibility, purely advisory in nature. ; 1-5 hours are devoted each month during securities trading hours; 1-5 hours are devoted each month outside of securities trading hours.///

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-14
  • S66 Uniform Combined State Law Examination
    2001-11-14
Other Names
  • Kent Alan Lucken

View on SEC IAPD

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