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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-03-25 |
| WI | RA | APPROVED | 2021-03-24 |
Branch Locations
790 N Water St Floor 11, Milwaukee, WI 53202 • United States
Menomonee Falls, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&I Brokerage Services | Milwaukee | WI | 12/2003 | Present |
| Bmo Harris Bank N.A. | Milwaukee | WI | 07/2011 | Present |
| M&I Insurance Services | Milwaukee | WI | 12/2003 | Present |
| M&I Trust Company | Milwaukee | WI | 12/2003 | Present |
| Bmo Bank Na | Milwaukee | WI | 08/2012 | Present |
| Lpl Financial Llc | Milwaukee | WI | 03/2021 | Present |
1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - MILWAUKEE, WI 2) 01/22/2021 - Financial Institution Duty - BMO Bank NA - Milwaukee, WI - Start Date 7/2011
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 2004-02-03 |
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