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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-04-13 |
| CA | RA | APPROVED | 2007-11-14 |
Branch Locations
2815 Townsgate Rd, Westlake Village, CA 91361 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Westlake Village | CA | 10/2007 | Present |
| Bank Of America,N.A. | Westlake Village | CA | 09/2009 | Present |
I*58342 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MICHAEL MCGOVERN INVESTMENT RELATED: N ADDRESS OF BUSINESS: MOORPARK, CALIFORNIA 93021 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 10/31/2012 NUMBER OF HOURS DEVOTED: 8 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TRAINING LACROSSE PLAYERS AT THE YOUTH AND HIGHSCHOOL LEVEL
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 2002-05-06 |
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