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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-03
CA RA APPROVED 2019-02-21
  • TX RA
    APPROVED_RES
    Since 2025-09-03
  • CA RA
    APPROVED
    Since 2019-02-21

Branch Locations

Los Angeles, CA • United States

660 Newport Center Drive Suite 750, Newport Beach, CA 92660 • United States

601 S. Figueroa Street Floor 35, Los Angeles, CA 90017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Los Angeles CA 05/2017 Present
Jpmorgan Securities, Llc. Los Angeles CA 01/2018 Present
Ubs Los Angeles CA 10/2008 05/2017
  • 05/2017 → Present
    Jpmorgan Chase Bank, N.A.
    Los Angeles, CA
  • 01/2018 → Present
    Jpmorgan Securities, Llc.
    Los Angeles, CA
  • 10/2008 → 05/2017
    Ubs
    Los Angeles, CA
Other Businesses

Entity Name: Dog on Fun Investment related: No "Address: 642 East Edna Place Covina, CA 91723 dogonfun,net" Nature of the other business: Pet Services Position/Title/Relationship: Board Member Start Date: 03/23/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is a good friend of mine that owns a doggy boarding kinel. I would help with CFO duties on my personal time weekends or after work if needed. Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-20
  • S66 Uniform Combined State Law Examination
    2019-02-20
Other Names
  • Marilyn Rose Velasquez
  • Marilyn R Velasquez

View on SEC IAPD

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