Duane Christopher Chaney

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2004-08-17

FL RA
APPROVED

Since 2004-08-17

Branch Locations

Tampa, FL • United States

14541 Hope Center Loop, Suite 101, Fort Myers, FL 33912 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates	Ft Myers	FL	08/2004	Present

08/2004 → Present

Raymond James & Associates

Ft Myers, FL

Previous Registrations

2002-06-05 → 2004-08-03

Mml Investors Services, Llc

Bethesda, MD

Other Businesses

(1)Name of Business: Address: 4907 Bayshore Blvd, Unit 113, Tampa, FL, 33611, United States Activity Type: Non profit Position/Title: Board Member Investment Related: Yes Start Date: 11/10/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have been invited to serve as Treasurer for our communities HOA board. I will not have the authority to issue checks or have control over funds of the HOA. (2)Name of Business: RCC-BG Condominium Association, Inc. Address: 4907 Bayshore Blvd, Unit 113, Tampa , FL, 33611, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Finance/Investment Committee Member, Committee Member Investment Related: No Start Date: 09/26/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I have been invited to be a member of the Timber's Bachelor Gulch HOA finance committee. I meet quarterly with other members of the finance committee to review the club's budget and provide feedback to members of the board. (3)Name of Business: Stellar Tennis Events, LLC Address: 4907 Bayshore Blvd, Unit 113, Tampa, FL, 33611, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 08/23/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Tennis event consulting services and/or receiving referral fee for recommending the placement of celebrity tennis pros at various tennis events.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-05-16
S63	Uniform Securities Agent State Law Examination	2002-01-23

S65 Uniform Investment Adviser Law Examination

2002-05-16
S63 Uniform Securities Agent State Law Examination

2002-01-23

View on SEC IAPD