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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-06-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Retro Valley | Keller | TX | 03/2004 | Present |
| Tdameritrade, Inc. | Southlake | TX | 08/2013 | 06/2024 |
| Charles Schwab & Co., Inc. | Westlake | TX | 06/2022 | Present |
RETRO ALLEY LLC POSITION: OWNER NATURE: CUSTOM GRAPHICS INVESTMENT RELATED: NO NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 0 START DATE: 03/01/2004 ADDRESS: 1934 FALL CREEK TRAIL, KELLER TX 76248 DESCRIPTION: DO NOT WORK DURING BUSINESS HOURS. I MAINLYÂ DO THE BOOKS. HUSBAND DOES CUSTOM GRAPHICS AND WE ALSO SALE T-SHIRTS, TIN SIGNS, AND STICKERS (MAINLY HIS CUSTOM WORK).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-18 |
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