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Daniel Vasile Avram

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Diego, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2017-12-12
TX RA APPROVED_RES 2016-07-19
CA RA APPROVED 2016-07-18
  • WA RA
    APPROVED
    Since 2017-12-12
  • TX RA
    APPROVED_RES
    Since 2016-07-19
  • CA RA
    APPROVED
    Since 2016-07-18

Branch Locations

12830 El Camino Real, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Moutain View CA 07/2016 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Diego CA 07/2016 Present
Bank Of America, N.A. San Diego CA 01/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-22
S63 Uniform Securities Agent State Law Examination 2003-06-27
  • S66 Uniform Combined State Law Examination
    2014-01-22
  • S63 Uniform Securities Agent State Law Examination
    2003-06-27
Other Names
  • Daniel V Avram
  • Daniel Avram
  • Dan Avram
  • Dan V Avram
  • Daniel V Avram

View on SEC IAPD

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