Brian J Mckeon

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-06-16
NY	RA	APPROVED	2022-06-15
PA	RA	APPROVED	2022-06-15

TX RA
APPROVED_RES

Since 2022-06-16
NY RA
APPROVED

Since 2022-06-15
PA RA
APPROVED

Since 2022-06-15

Branch Locations

Chalfont, PA • United States

2005 S Easton Rd Ste 108 Doylestown Commerce Center, Doylestown, PA 18901 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Newtown	PA	09/2015	06/2022
Wells Fargo Clearing Services, Llc	Doylestown	MD	06/2022	Present

09/2015 → 06/2022

Ubs Financial Services Inc.

Newtown, PA
06/2022 → Present

Wells Fargo Clearing Services, Llc

Doylestown, MD

Previous Registrations

2015-09-30 → 2022-06-24

Ubs Financial Services Inc.

Newtown, PA

North Wales, PA

Chalfont, PA
2009-06-01 → 2015-10-07

Morgan Stanley

Doylestown, PA
2009-02-13 → 2009-06-01

Morgan Stanley & Co. Llc

Doylestown, PA
2003-07-01 → 2009-02-17

Wells Fargo Clearing Services, Llc

Jenkintown, PA

Jenkintown, PA
2003-05-15 → 2003-07-01

Prudential Equity Group, Llc

Jenkintown, PA

Other Businesses

RENTAL PROPERTY, INV RELATED, HILTON HEAD, SC, 100% OWNERSHIP, START 6/28/24, 2 HRS PER MONTH, 0 HRS DURING TRADING;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-04-08
S63	Uniform Securities Agent State Law Examination	2002-01-26

S65 Uniform Investment Adviser Law Examination

2002-04-08
S63 Uniform Securities Agent State Law Examination

2002-01-26

View on SEC IAPD