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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2006-08-11
  • NC RA
    APPROVED
    Since 2006-08-11

Branch Locations

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Guardian Life Insurance Co. Of America Charlotte NC 07/2000 Present
Park Avenue Securities Charlotte NC 08/2001 Present
  • 07/2000 → Present
    The Guardian Life Insurance Co. Of America
    Charlotte, NC
  • 08/2001 → Present
    Park Avenue Securities
    Charlotte, NC
Other Businesses

1) Contingent personal representative (executrix) of my son's Last Will & Testament, Thomas Lee Bennett II, Start date: 10/08/2022, Address: 510 Reynolds Drive Charlotte NC 28209, 10 total hours per month; 10 during securities trading hours, Investment related, No annual compensation, 2) Contingent Health Care Agent of my son's Living Will, Thomas Lee Bennett II, Start date: 10/08/2022, Address: 510 Reynolds Drive Charlotte NC 28209, 10 total hours per month; 10 during securities trading hours, Investment related, No annual compensation, 3) Contingent Attorney in Fact (POA) for Durable POA for Finances of Thomas L Bennett II, Start date: 10/08/2022, Address: 510 Reynolds Drive Charlotte NC 28209, 5 total hours per month; 5 during securities trading hours, Investment related, No annual compensation, 4) Contingent executrix of my daughter in law's Last Will & Testament, Tee-la Bennett, Start date: 10/08/2022, Address: 510 Reynolds Drive Charlotte NC 28209, 10 total hours per month; 10 during securities trading hours, Investment related, No annual compensation, 5) Contingent Health Care Agent of my daughter in law's Living Will, Tee-La Bennett, Start date: 10/08/2022, Address: 510 Reynolds Drive Charlotte NC 28209, 10 total hours per month; 10 during securities trading hours, Investment related, No annual compensation, 6) Contingent Attorney in Fact (POA) for Durable POA for Finances of Tee-La Bennett, Start date: 10/08/2022, Address: 510 Reynolds Drive Charlotte NC 28209, 10 total hours per month; 10 during securities trading hours, Investment related, No annual compensation, 7) Revocable Living Trust of Thomas Lee Bennett II and Tee-La Bennett-trustee, Start date: 10/08/2022, Address: 510 Reynolds Drive Charlotte NC 28209, 1 total hours per month; 1during securities trading hours, Investment related, No annual compensation,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-02
  • S66 Uniform Combined State Law Examination
    2005-09-02
Other Names
  • Elaine Maria Thompson

View on SEC IAPD

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