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Current Employers
T. Rowe Price Associates, Inc.

1307 Point Street, Baltimore, MD 21231 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-08-25
  • WA RA
    APPROVED
    Since 2026-08-25

Branch Locations

Spokane, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mbsc Securities Corporation New York NY 07/2007 02/2022
Voya Investment Management Seattle WA 04/2022 07/2026
Voya Investment Management Co. Llc New York NY 04/2022 07/2026
Voya Investments Distributor, Llc Windsor CT 04/2022 07/2026
T Rowe Price Baltimore MD 08/2026 Present
  • 07/2007 → 02/2022
    Mbsc Securities Corporation
    New York, NY
  • 04/2022 → 07/2026
    Voya Investment Management
    Seattle, WA
  • 04/2022 → 07/2026
    New York, NY
  • 04/2022 → 07/2026
    Voya Investments Distributor, Llc
    Windsor, CT
  • 08/2026 → Present
    T Rowe Price
    Baltimore, MD
Previous Registrations
Other Businesses

(1) N/A - rental properties Not Investment Related Seattle WA - Home rental Walla Walla WA - Home Rental Cle Elum WA - Home Rental Palm Desert CA - Home Rental Rental Real Estate Owner 09/2009 1 Hours per month 0 During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-18
  • S66 Uniform Combined State Law Examination
    2001-10-18
Other Names
  • Michael Lawrence Theis

View on SEC IAPD

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