Michael Craig Zarren

Current Employers

Assetmark, Inc.

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2021-03-04

MD RA
APPROVED

Since 2021-03-04

Branch Locations

Brookeville, MD • United States

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northern Lights Distributors, Llc	Omaha	NE	08/2013	11/2019
Orion Advisor Solutions, Llc	Omaha	NE	08/2013	01/2021
Assetmark Financial Holdings, Inc.	Brookeville	MD	02/2021	Present
Assetmark Brokerage, Llc	Brookeville	MD	02/2021	Present

08/2013 → 11/2019

Northern Lights Distributors, Llc

Omaha, NE
08/2013 → 01/2021

Orion Advisor Solutions, Llc

Omaha, NE
02/2021 → Present

Assetmark Financial Holdings, Inc.

Brookeville, MD
02/2021 → Present

Assetmark Brokerage, Llc

Brookeville, MD

Previous Registrations

2020-01-31 → 2021-01-29

Orion Portfolio Solutions, Llc

Omaha, NE

Brookeville, MD
2015-04-02 → 2019-12-31

Orion Portfolio Solutions, Llc

Brookeville, MD

Omaha, NE

Brookeville, MD

Other Businesses

ASSETMARK FINANCIAL HOLDINGS, INC.(PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYEMENT START DATE 02/2021 - 160 HRS/MONTHLY, INSTITUTIONAL SALES & CONSULTING DIRECTOR OF ASSETMARK INC. -A REGISTERED INVESTMENT ADVISOR IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. INVESTMENT RELATED.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-03-26
S63	Uniform Securities Agent State Law Examination	2008-07-03

S65 Uniform Investment Adviser Law Examination

2015-03-26
S63 Uniform Securities Agent State Law Examination

2008-07-03

Other Names

Mike Zarren

View on SEC IAPD