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Erik Scott Herron

LPl Financial LLC

Tulsa, OK

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2026-02-03
TX RA APPROVED 2026-02-03
  • OK RA
    APPROVED
    Since 2026-02-03
  • TX RA
    APPROVED
    Since 2026-02-03

Branch Locations

4200 E Skelly Dr Ste 1020, Tulsa, OK 74135 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Arvest Wealth Management Tulsa OK 04/2016 11/2023
Arvest Wealth Management Tulsa OK 11/2023 01/2026
Lpl Financial Llc Tulsa OK 02/2026 Present
Previous Registrations
  • 2016-08-02 → 2026-02-27
    Tulsa, OK
    Tulsa, OK
    Lowell, AR
    Lowell, AR
    Rogers, AR
    Tulsa, OK
  • 2003-01-07 → 2009-12-03
    Waddell & Reed
    Tulsa, OK
    Tulsa, OK
Other Businesses

1. 02/2026 - SouthPaw Financial - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 160 Hrs During Trading - At Reported Business Location(s) OBA Start Date: 02/04/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-02
  • S66 Uniform Combined State Law Examination
    2016-08-02

View on SEC IAPD

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