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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-06-14 |
| TX | RA | APPROVED_RES | 2017-02-07 |
| WI | RA | APPROVED | 2007-07-09 |
Branch Locations
777 East Wisconsin Ave, Milwaukee, WI 53202 • United States
Wauwatosa, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co., Incorporated | Milwaukee | WI | 07/2004 | Present |
Name/Address: Marquette University / 1250 W. Wisconsin Avenue Milwaukee, WI 53233. Start date: 8/21/19 Hours spent: A few hours per week Hours spent during trading Hours: None Role/Responsibility: Teaching "Business Basics for Lawyers" in the law school/Executive-in-Residence Investment related NAME & ADDRESS: Timberwolf Technologies 156 West Superior Chicago, IL 60654 NATURE OF ENTITY: Media, content, financial technology company RESPONSIBILITIES IN ROLE: Consulting for web content development HOURS DEVOTED: 3 hours per week during non-business hours Name: Fund Governance Analytics, LLC, Not investment-related; Address: 2324 N. 90th Street, Wauwatosa, WI 53226; Nature: LLC; Role: Member; Start Date: March 14, 2017; Appx hrs: 10-15 hours per month; Hrs during trading: None; Duties: Development of the questionnaire / self-assessment. This entity will hold a patent from my research at Marquette University, and it will also be developing a questionnaire / self-assessment. Name/Address: Palgrave-Macmillan One New York Plaza, Ste 4500 New York NY 10004-1562 Start date: 4/1/19 Hours spent: 5 hours a week. Zero during trading hours. Role/Responsibility: Publishing a book through Palgrave-Macmillan, the publisher. I am the author. Non Investment related. Name/Address: KCSG Property Management, LLC 2324 N 90th Street Wauwatosa WI 53226 Start date: 7/31/20 Hours spent: 4-8 hour/month Hours spent during trading hours: Zero Role/Responsibility: Rental Property Owner/Proprieter, Landlord Non-Investment related Name/Address: Supernova Companies, LLC 500 W Madison Street, Suite 1650 Chicago IL 60601 Start Date: 12/1/21 Hours Spent: 0-5 hours/month Hours Spent During Trading: Zero Role/Responsibility: Board Member Non Investment Related Name/Address: Common Investment Partners, LLC 2324 N 90th Street Wauwatosa WI 53226 Start Date: 6/8/21 Hours Spent: 0-1 hours/month Hours Spent During Trading: Zero Role/Responsibility: LLC Managing Member; Passive investor Non Investment Related Name/Address: Loon Point, LLC 9326 Ridge Blvd Wauwatosa WI 53226 Start Date: 9/6/24 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Owner/Member Non Investment Related Name/Address: Water + Energy Forward, Inc. 247 W. Freshwater Way, Suite 542 Milwaukee WI 53204 Start Date: 1/10/25 Hours Spent: 11-20 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member; Investment Finance Committee Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-07 |
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