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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-06-14
TX RA APPROVED_RES 2017-02-07
WI RA APPROVED 2007-07-09
  • FL RA
    APPROVED
    Since 2017-06-14
  • TX RA
    APPROVED_RES
    Since 2017-02-07
  • WI RA
    APPROVED
    Since 2007-07-09

Branch Locations

777 East Wisconsin Ave, Milwaukee, WI 53202 • United States

Wauwatosa, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co., Incorporated Milwaukee WI 07/2004 Present
Other Businesses

Name/Address: Marquette University / 1250 W. Wisconsin Avenue Milwaukee, WI 53233. Start date: 8/21/19 Hours spent: A few hours per week Hours spent during trading Hours: None Role/Responsibility: Teaching "Business Basics for Lawyers" in the law school/Executive-in-Residence Investment related NAME & ADDRESS: Timberwolf Technologies 156 West Superior Chicago, IL 60654 NATURE OF ENTITY: Media, content, financial technology company RESPONSIBILITIES IN ROLE: Consulting for web content development HOURS DEVOTED: 3 hours per week during non-business hours Name: Fund Governance Analytics, LLC, Not investment-related; Address: 2324 N. 90th Street, Wauwatosa, WI 53226; Nature: LLC; Role: Member; Start Date: March 14, 2017; Appx hrs: 10-15 hours per month; Hrs during trading: None; Duties: Development of the questionnaire / self-assessment. This entity will hold a patent from my research at Marquette University, and it will also be developing a questionnaire / self-assessment. Name/Address: Palgrave-Macmillan One New York Plaza, Ste 4500 New York NY 10004-1562 Start date: 4/1/19 Hours spent: 5 hours a week. Zero during trading hours. Role/Responsibility: Publishing a book through Palgrave-Macmillan, the publisher. I am the author. Non Investment related. Name/Address: KCSG Property Management, LLC 2324 N 90th Street Wauwatosa WI 53226 Start date: 7/31/20 Hours spent: 4-8 hour/month Hours spent during trading hours: Zero Role/Responsibility: Rental Property Owner/Proprieter, Landlord Non-Investment related Name/Address: Supernova Companies, LLC 500 W Madison Street, Suite 1650 Chicago IL 60601 Start Date: 12/1/21 Hours Spent: 0-5 hours/month Hours Spent During Trading: Zero Role/Responsibility: Board Member Non Investment Related Name/Address: Common Investment Partners, LLC 2324 N 90th Street Wauwatosa WI 53226 Start Date: 6/8/21 Hours Spent: 0-1 hours/month Hours Spent During Trading: Zero Role/Responsibility: LLC Managing Member; Passive investor Non Investment Related Name/Address: Loon Point, LLC 9326 Ridge Blvd Wauwatosa WI 53226 Start Date: 9/6/24 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Owner/Member Non Investment Related Name/Address: Water + Energy Forward, Inc. 247 W. Freshwater Way, Suite 542 Milwaukee WI 53204 Start Date: 1/10/25 Hours Spent: 11-20 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member; Investment Finance Committee Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-06
S63 Uniform Securities Agent State Law Examination 2001-11-07
  • S66 Uniform Combined State Law Examination
    2007-07-06
  • S63 Uniform Securities Agent State Law Examination
    2001-11-07

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