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Mario Andretti Conelly

Equitable Advisors, LLC

Concord, NC

Charlotte, NC

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-07-19
  • NC RA
    APPROVED
    Since 2022-07-19

Branch Locations

Concord, NC • United States

7207 Ibm Drive 2Nd Fl, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Equitable Charlotte NC 01/2019 06/2020
Axa Advisors, Llc New York NY 03/2019 06/2020
Mml Investors Services, Llc Charlotte NC 07/2016 01/2019
Equitable Advisors, Llc New York NY 01/2019 Present
Equitable Advisors, Llc New York NY 03/2019 Present
  • 01/2019 → 06/2020
    Axa Equitable
    Charlotte, NC
  • 03/2019 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 07/2016 → 01/2019
    Mml Investors Services, Llc
    Charlotte, NC
  • 01/2019 → Present
    Equitable Advisors, Llc
    New York, NY
  • 03/2019 → Present
    Equitable Advisors, Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-09
  • S66 Uniform Combined State Law Examination
    2022-07-09
Other Names
  • Mario A. Conelly

View on SEC IAPD

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