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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-21 |
Branch Locations
10877 Wilshire Blvd Ste 1700, Los Angeles, CA 90024 • United States
27440 Hawthorne Blvd, Rolling Hills Estates, CA 90274 • United States
2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup | Los Angeles | CA | 05/2007 | 01/2025 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 2003-01-23 |
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