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Dustin Scott Adams

LPl Financial LLC

Murray, KY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-05-18
KY RA APPROVED 2009-05-15
  • TX RA
    APPROVED_RES
    Since 2009-05-18
  • KY RA
    APPROVED
    Since 2009-05-15

Branch Locations

Murray, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Versaillas KY 05/2009 Present
  • 05/2009 → Present
    Lpl Financial
    Versaillas, KY
Previous Registrations
  • 2007-01-17 → 2009-05-19
    Edward Jones
    Hopkinsville, KY
    Versailles, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-05
S63 Uniform Securities Agent State Law Examination 2001-10-11
  • S66 Uniform Combined State Law Examination
    2007-01-05
  • S63 Uniform Securities Agent State Law Examination
    2001-10-11
Other Names
  • Dustin Scott Adams
  • Scott Adams

View on SEC IAPD

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