Cary Carbonaro

Current Employers

Ashton Thomas Private Wealth

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-12-04
FL	RA	APPROVED	2024-08-10

NY RA
APPROVED

Since 2025-12-04
FL RA
APPROVED

Since 2024-08-10

Branch Locations

10 E 53Rd Street Suite 1400, New York, NY 10022 • United States

Winter Garden, FL • United States

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
United Capital Financial Advisers, Llc	Newport Beach	CA	05/2012	11/2022
Advisors Capital Management, Llc	Ridgewood	NJ	11/2022	08/2024
Ashton Thomas Advisors, Llc	Scottsdale	AZ	08/2024	12/2024
Ashton Thomas Private Wealth, Llc	Scottsdale	AZ	08/2024	Present

05/2012 → 11/2022

United Capital Financial Advisers, Llc

Newport Beach, CA
11/2022 → 08/2024

Advisors Capital Management, Llc

Ridgewood, NJ
08/2024 → 12/2024

Ashton Thomas Advisors, Llc

Scottsdale, AZ
08/2024 → Present

Ashton Thomas Private Wealth, Llc

Scottsdale, AZ

Previous Registrations

2024-09-04 → 2024-12-31

Ashton Thomas Advisors Llc

Winter Garden, FL

New York, NY

Scottsdale, AZ
2023-01-19 → 2024-08-09

Advisors Capital Management, Llc

Winter Garden, FL

Ridgewood, NJ
2012-05-09 → 2022-09-27

United Capital Financial Advisors

Huntington, NY

Paramus, NJ

Clermont, FL

Winter Garden, FL
2010-02-10 → 2012-04-27

Stonegate Wealth Management, Llc
2002-03-04 → 2009-12-16

Family Financial

Clermont, FL

Other Businesses

1) INSURANCE AGENT, LICENSED FOR LIFE INSURANCE, HEALTH INSURANCE AND/OR ANNUITY LINES OF BUSINESS WITH ASHTON THOMAS INSURANCE AGENCY. I MAY RECEIVE COMPENSATION FROM INSURANCE COMPANIES FOR THE SALES OF INSURANCE PRODUCTS TO CLIENTS OR OTHER INDIVIDUALS. 2) Money Queen LLC, AUTHOR & PROFESSIONAL SPEAKER; INVESTMENT RELATED; 17631 DEER ISLE CIRCLE, WINTER GARDEN, FL 34787; EFFECTIVE OCT 2015; 16HRS PER MONTH, 4 OF WHICH ARE SPENT DURING TRADING HRS. 3) Cortland College Foundation Board; NOT INVESTMENT RELATED; CORTLAND COLLEGE FOUNDATION, CORTLAND, NY 13045; BOARD MEMBER; EFFECTIVE 09/01/2023; 2 HOURS PER MONTH; 2 HOURS OUTSIDE TRADING HOURS. 4) NASDAQ; Yes, Investment-Related; 51 W 43rd Street, New York, NY 10036; Stock Exchange; Advisory Council Member (comprised of Advisors); 5/01/2024; 1 hour/month + one in-person all day meeting/year; 1 hour/month + one in-person all day meeting/year; Advise on new products and strategies they are thinking about bringing to market, webinars. 5) CFP Board; Not Investment-Related; Yes Investment-Related; 1425 K Street, NW #800, Washington DC 20005; financial regulating organization; CFB Board Ambassador; 11/01/2015; 3 hrs/month during securities trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-01-03

S65 Uniform Investment Adviser Law Examination

2002-01-03

Designations

Other Names

Cary Anne Bolen
Cary Anne Carbonaro

View on SEC IAPD