Best Investors Account Sign in

Michael Paul Glas

Cetera Investment Advisers LLC

Mandeville, LA

Nacogdoches, TX

Claim This Profile
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-05-26
TX RA APPROVED 2018-07-25
  • LA RA
    APPROVED
    Since 2026-05-26
  • TX RA
    APPROVED
    Since 2018-07-25

Branch Locations

1901 North Causeway Blvd, Mandeville, LA 70471 • United States

3000 North University Dr, Nacogdoches, TX 75965 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Portfolios L.P. Lisle IL 01/2007 12/2017
National Coating Solutions Austin TX 01/2018 07/2018
Regions Bank Austin TX 07/2018 Present
Cetera Investment Advisers Llc Austin TX 07/2018 Present
Cetera Investment Services Llc St. Cloud MN 07/2018 Present
  • 01/2007 → 12/2017
    First Trust Portfolios L.P.
    Lisle, IL
  • 01/2018 → 07/2018
    National Coating Solutions
    Austin, TX
  • 07/2018 → Present
    Regions Bank
    Austin, TX
  • 07/2018 → Present
    Cetera Investment Advisers Llc
    Austin, TX
  • 07/2018 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
Previous Registrations
  • 2008-10-23 → 2018-01-05
    First Trust Advisors Lp
    Wheaton, IL
    Austin, TX
    Austin, TX
    Wheaton, IL
  • 2005-07-06 → 2007-01-12
    Chase Investment Services Corp.
    Chicago, IL
    Shorewood, IL
  • 2003-06-19 → 2005-07-06
    Banc One Securities Corporation
    Shorewood, IL
  • 2002-10-18 → 2003-06-27
    Pruco Securities, Llc.
    Tinley Park, IL
Other Businesses

1. HOME REPAIR/HANDYMAN SERVICE. 1 HR WK

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-10-04
S63 Uniform Securities Agent State Law Examination 2001-08-28
  • S65 Uniform Investment Adviser Law Examination
    2001-10-04
  • S63 Uniform Securities Agent State Law Examination
    2001-08-28
Other Names
  • Michael P. Glas

View on SEC IAPD

More in Mandeville, LA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor