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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-02-20 |
| TX | RA | APPROVED_RES | 2025-01-24 |
Branch Locations
150 Preston Executive Drive Suite #201 [Satellite], Cary, NC 27513 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Cary | NC | 05/2009 | 12/2024 |
| Wells Fargo Advisors Financial Network, Llc | Cary | NC | 01/2025 | Present |
1. 05/28/2009: JOHN MCAULAY, CFP - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 6/28/2017 - McAulay Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/01/2017 - 160 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-16 |
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