Best Investors
Account
Sign in
Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-04-26 |
| MO | RA | APPROVED | 2014-01-21 |
Branch Locations
4200 Little Blue Parkway, Independence, MO 64057 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Blue Ridge Bank | Independence | MO | 01/2005 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 11/2008 | Present |
| Cetera Investment Advisers Llc | Independence | MO | 01/2014 | Present |
2.)BLUE RIDGE BANK, CFO, PREPARES MONTHLY FINANCIAL STATEMENTS, QUARTERLY CALL REPORTS, AND OTHER BANK FINANCIAL REPORTING MATTERS. ALSO INVOLVED IN INVESTMENT DECISIONS RELATED TO PURCHASING BONDS FOR BLUE RIDGE BANK INVESTMENT PORTFOLIO, WILL RECEIVE DUPLICATE STATEMENTS. PREPARES INDIVIDUAL TAX RETURNS, 10 HRS/YEAR, $300/YEAR, INVOLVES SECURITY CLIENTS. 3) BOARD MEMBER AT METHODIST CHURCH 4) MEMBER OF THE BOARD OF DIRECTORS AND TREASURER FOR SAINT PETERS UNITED METHODIST CHURCH, DUAL SIGNOR FOR CHECK WRITING PRIVELEGES, .5/HRS/WK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-28 |
Reach out to this advisor