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50 Braintree Hill Office Park Suite 105, Braintree, MA 02184-8734 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2005-08-08 |
Branch Locations
50 Braintree Hill Office Park Suite 105, Braintree, MA 02184-8734 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Capital Corporation | Quincy | MA | 07/2005 | Present |
| Compass Securities Corp | Quincy | MA | 06/2008 | Present |
COMPASS CAPITAL COPORATION - REGISTERED INVESTMENT ADVISOR. 4 HOURS PER DAY. INVESTMENT RELATED. SERVICING CLIENTS AS A REGISTERED INVESTMENT ADVISOR REPRESENTATIVE COMPASS SECURITIES CORPORATION:RECEIVE ONGOING 12B-1 TRAIL PAYMENTS FROM INSURANCE FIRMS BASED ON PAST ACTIVITIES. NOT CURRENTLY SELLING ANY VARIABLE OR FIXED ANNUITY PRODUCTS. LIFE INSURANCE BROKER-AFFILATED WITH THE MOODY STREET GROUP, LLC, 134 RUMFORD AVE, SUITE 201, NEWTON, MA 02466 NO PERSONAL INVESTMENT, WILL TAKE ON LIFE INSURANCE CASES ONCE IN A WHILE. START DATE 9/25/13.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-28 |
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