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Current Employers
Compass Capital Corporation

50 Braintree Hill Office Park Suite 105, Braintree, MA 02184-8734 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2005-08-08
  • MA RA
    APPROVED
    Since 2005-08-08

Branch Locations

50 Braintree Hill Office Park Suite 105, Braintree, MA 02184-8734 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Capital Corporation Quincy MA 07/2005 Present
Compass Securities Corp Quincy MA 06/2008 Present
Other Businesses

COMPASS CAPITAL COPORATION - REGISTERED INVESTMENT ADVISOR. 4 HOURS PER DAY. INVESTMENT RELATED. SERVICING CLIENTS AS A REGISTERED INVESTMENT ADVISOR REPRESENTATIVE COMPASS SECURITIES CORPORATION:RECEIVE ONGOING 12B-1 TRAIL PAYMENTS FROM INSURANCE FIRMS BASED ON PAST ACTIVITIES. NOT CURRENTLY SELLING ANY VARIABLE OR FIXED ANNUITY PRODUCTS. LIFE INSURANCE BROKER-AFFILATED WITH THE MOODY STREET GROUP, LLC, 134 RUMFORD AVE, SUITE 201, NEWTON, MA 02466 NO PERSONAL INVESTMENT, WILL TAKE ON LIFE INSURANCE CASES ONCE IN A WHILE. START DATE 9/25/13.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-08-17
S63 Uniform Securities Agent State Law Examination 2002-01-28
  • S65 Uniform Investment Adviser Law Examination
    2004-08-17
  • S63 Uniform Securities Agent State Law Examination
    2002-01-28

View on SEC IAPD

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