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Inactive

Simon Chung-Yee Liu

Rvw Wealth LLC

Los Angeles, CA

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Current Employers
Rvw Wealth Llc

1880 Century Park East Ste. 200, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-04
WA RA APPROVED 2018-07-19
CT RA APPROVED 2018-04-25
IL RA APPROVED 2018-04-25
TX RA APPROVED_RES 2018-04-25
  • CA RA
    APPROVED
    Since 2024-11-04
  • WA RA
    APPROVED
    Since 2018-07-19
  • CT RA
    APPROVED
    Since 2018-04-25
  • IL RA
    APPROVED
    Since 2018-04-25
  • TX RA
    APPROVED_RES
    Since 2018-04-25

Branch Locations

1880 Century Park East Ste. 200, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hcr Wealth Advisors Los Angeles CA 08/2016 08/2017
Harold Davidson & Associates Los Angeles CA 08/2017 03/2018
Rvw Wealth Llc Los Angeles CA 04/2018 Present
  • 08/2016 → 08/2017
    Hcr Wealth Advisors
    Los Angeles, CA
  • 08/2017 → 03/2018
    Harold Davidson & Associates
    Los Angeles, CA
  • 04/2018 → Present
    Rvw Wealth Llc
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-30
  • S65 Uniform Investment Adviser Law Examination
    2006-12-30
Other Names
  • Lui

View on SEC IAPD

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