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Adam C. Galaburda

Ubs Financial Services Inc.

Greenwich, CT

New York, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
CT RA APPROVED 2017-01-24
TX RA APPROVED_RES 2013-01-10
PA RA APPROVED 2012-09-05
  • NY RA
    APPROVED
    Since 2021-10-26
  • CT RA
    APPROVED
    Since 2017-01-24
  • TX RA
    APPROVED_RES
    Since 2013-01-10
  • PA RA
    APPROVED
    Since 2012-09-05

Branch Locations

100 West Putnam Avenue 2Nd Floor, Greenwich, CT 06830 • United States

299 Park Ave 26Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Philadelphia PA 02/2009 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-02
  • S66 Uniform Combined State Law Examination
    2001-11-02

View on SEC IAPD

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