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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-07-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Securities Corporation | Wendell | NC | 08/2015 | 07/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 07/2024 | Present |
1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 07/22/2024 2. JESSICA C LAMB, FINANCIAL ADVISOR, 7805 CORTONA WAY, WENDELL NC 27591, 08/01/2024, President, Insurance/Benefits/Human Resources, NIR, 600 HR/MO, 600 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 2002-11-04 |
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