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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2009-11-06
  • CT RA
    APPROVED
    Since 2009-11-06

Branch Locations

25 Burlington Mall Rd, Burlington, MA 01803 • United States

Acton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Burlington MA 10/2009 Present
Bank Of America,N.A. Burlington MA 06/2011 Present
Previous Registrations
  • 2004-10-20 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Bedford, MA
    Burlington, MA
    Burlington, MA
  • 2003-11-05 → 2004-10-20
    Quick & Reilly, Inc.
    Cambridge, MA
  • 2002-07-18 → 2003-10-30
    Waddell & Reed
    Waltham, MA
Other Businesses

I*9091 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CHRISTOPHER MCCAULEY INVESTMENT RELATED: N ADDRESS OF BUSINESS: ACTON, MASSACHUSETTS 1720 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 1/1/2007 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I OWN TWO RENTAL PROPERTIES. I*117143 For profit or not for profit: Non-Profit Organization Name of outside business organization: Briarbrook Condominium Association Investment related: N Address of business: Acton, Massachusetts 1720 Nature of business: Cooperative, Position, title, association: Advisory Board Member, Start date of relationship: 10/1/2018 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Oversee management personnel of a 270 unit residential condominium. Five member board. This is general board duties that are related to property oversight. No additional responsibilities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-12
  • S66 Uniform Combined State Law Examination
    2001-10-12
Other Names
  • Christopher Allen Mccauley
  • Chris Mccauley

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