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Robert Begun

Td Private Client Wealth LLC

New York, NY

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-11-06
  • NY RA
    APPROVED
    Since 2025-11-06

Branch Locations

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Investors Irvine CA 09/2005 09/2017
Mml Investors Services, Llc Brooklyn NY 03/2017 09/2017
Pruco Securities, Llc. Iselin NJ 03/2018 08/2025
Prudential Insurance Company Of America Iselin NJ 03/2018 08/2025
Unemployed Brooklyn NY 09/2017 03/2018
Td Bank N.A. New York NY 11/2025 Present
Td Private Client Wealth Llc New York NY 11/2025 Present
  • 09/2005 → 09/2017
    Metlife Investors
    Irvine, CA
  • 03/2017 → 09/2017
    Mml Investors Services, Llc
    Brooklyn, NY
  • 03/2018 → 08/2025
    Pruco Securities, Llc.
    Iselin, NJ
  • 03/2018 → 08/2025
    Prudential Insurance Company Of America
    Iselin, NJ
  • 09/2017 → 03/2018
    Unemployed
    Brooklyn, NY
  • 11/2025 → Present
    Td Bank N.A.
    New York, NY
  • 11/2025 → Present
    Td Private Client Wealth Llc
    New York, NY
Previous Registrations
  • 2018-04-03 → 2025-08-04
    Pruco Securities, Llc.
    Newark, NJ
    Brooklyn, NY
    Newark, NJ
  • 2017-03-25 → 2017-09-26
    Mml Investors Services, Llc
    Staten Island, NY
    Brooklyn, NY
  • 2013-05-30 → 2017-03-25
    Msi Financial Services, Inc.
    Somerset, NJ
    Iselin, NJ
    Staten Island, NY
    Brooklyn, NY
    Somerset, NJ
  • 2006-11-28 → 2013-04-23
    Walnut Street Securities, Inc.
    Somerset, NJ
    New York, NY
    Somerset, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-11-08
S63 Uniform Securities Agent State Law Examination 2001-11-26
  • S65 Uniform Investment Adviser Law Examination
    2006-11-08
  • S63 Uniform Securities Agent State Law Examination
    2001-11-26
Other Names
  • Bob Begun
  • Robert Begun
  • Robert Nmn Begun

View on SEC IAPD

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