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Luis Mauricio Sovero

Wells Fargo Clearing Services, LLC

Walnut Creek, CA

Danville, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-01-03
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States

585 San Ramon Valley Blvd, Danville, CA 94526 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Concord CA 01/2011 11/2016
Wells Fargo Bank, N.A. Concord CA 02/2004 Present
Wells Fargo Clearing Services, Llc Concord CA 11/2016 Present
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Concord, CA
  • 02/2004 → Present
    Wells Fargo Bank, N.A.
    Concord, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Concord, CA
Previous Registrations
  • 2004-04-23 → 2011-01-03
    Wells Fargo Investments, Llc
    Danville, CA
    Danville, CA
    Livermore, CA
    Danville, CA
    Livermore, CA
  • 2003-02-07 → 2004-02-03
    Morgan Stanley Dw Inc.
    Concord, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-03
  • S66 Uniform Combined State Law Examination
    2001-10-03
Other Names
  • Luis Solvero
  • Mauricio Sovero

View on SEC IAPD

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