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Keaton Swayze

Strategic Advisers LLC

Spring, TX

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

Spring, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments The Woodlands TX 07/2013 Present
Fidelity Personal And Workplace Advisors Boston MA 07/2018 Present
Fidelity Investments Boston MA 03/2025 Present
  • 07/2013 → Present
    Fidelity Investments
    The Woodlands, TX
  • 07/2018 → Present
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Spring, TX
    Spring, TX
  • 2013-09-11 → 2018-07-13
    Strategic Advisers Llc
    The Woodlands, TX
    Southlake, TX
    Spring, TX
  • 2011-06-01 → 2013-02-04
    Strategic Advisers Llc
    Portland, OR
  • 2010-03-16 → 2010-11-23
    Wells Fargo Investments, Llc
    Brainerd, MN
    Pequot Lakes, MN
  • 2009-09-24 → 2010-01-20
    Chase Investment Services Corp.
    Bellaire, TX
  • 2009-04-07 → 2009-08-31
    Wells Fargo Investments, Llc
    Pequot Lakes, MN
    Ironton, MN
  • 2005-07-06 → 2006-03-20
    Chase Investment Services Corp.
    Houston, TX
    Houston, TX
  • 2005-06-27 → 2005-07-06
    Banc One Securities Corporation
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-24
S63 Uniform Securities Agent State Law Examination 2001-11-03
  • S66 Uniform Combined State Law Examination
    2005-06-24
  • S63 Uniform Securities Agent State Law Examination
    2001-11-03
Other Names
  • Keaton Stewart Swayze

View on SEC IAPD

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