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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2013-11-06
TX RA APPROVED_RES 2013-02-06
  • IL RA
    APPROVED
    Since 2013-11-06
  • TX RA
    APPROVED_RES
    Since 2013-02-06

Branch Locations

110 N Wacker Dr Division - Central, Chicago, IL 60606 • United States

One Bryant Park Mlwm Executive Osj, New York, NY 10036 • United States

Elmhurst, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 06/1997 Present
Other Businesses

I*1924317, Entity Type:Entity Charitable , Name of OBA: American Red Cross of Greater Chicago Address: Chicago, IL 60612 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 10/01/2024 No Hours: 2 hrs monthly No Hours during trading: Duties:I will serve on the board of the American Red Cross of Greater Chicago. The American Red Cross prevents and alleviates human suffering in the face of emergencies through the contributions of donors and mobilizing volunteers. As a board member, I will serve as a Red Cross Ambassador, participate in mission activities and volunteer events, and provide guidance and counsel to the Regional Chief Executive regarding:1. Development of local strategies to deliver the American Red Cross mission in areas such as community preparedness and resilience, disaster response, international services, service to the armed forces, and community outreach to volunteers, partners and youth.2. Regional financial performance against budget and management of assets.3. Regional performance as needed against nationally defined performance measurements and standards.4. Ensuring Red Cross business and operating units within the geographical footprint of the American Red Cross of Illinois work effectively together

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-03
  • S66 Uniform Combined State Law Examination
    2005-06-03

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