Kimberley Sue Proffitt

Current Employers

Employment History

• 11/2015 → 04/2017
  Seurian Financial Service, Inc
  St Paul, MN
• 11/2015 → 04/2017
  Securian Advs Midamerica Inc
  Tulsa, OK
• 04/2017 → 10/2021
  Bokf, Na
  Tulsa, OK
• 04/2017 → 10/2021
  Bok Financial Securities, Inc.
  Tulsa, OK
• 10/2021 → 11/2021
  Securian Advisors Midamerica Inc
  Tulsa, OK
• 10/2021 → 11/2021
  Securian Financial Services
  St. Paul, MN
• 11/2021 → Present
  Securian Advisors Midamerica
  Tulsa, OK
• 11/2021 → 08/2023
  Securian Financial Services
  St. Paul, MN
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Tulsa, OK
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-11-16 → 2023-08-10
  Securian Financial Services, Inc.
  Tulsa, OK
  St. Paul, MN
• 2017-05-04 → 2021-10-19
  Bok Financial Securities, Inc.
  Tulsa, OK
• 2009-11-03 → 2015-05-18
  Bok Financial Securities, Inc.
  Tulsa, OK
  Tulsa, OK
• 2007-02-05 → 2008-02-04
  Cuna Brokerage Services, Inc.
  Broken Arrow, OK
  Schiller Park, IL
  Chicago, IL
  Tulsa, OK
  Owasso, OK
  Los Angeles, CA

Other Businesses

1) LOAVES AND FISHES POSITION: Advisory Board NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: 11321 E. 19th Street, Tulsa OK 74128, United States DESCRIPTION: Food Pantry/Retail Thrift Store which supports the food pantry. 2) NAME OF OTHER BUSINESS: GUIDE WEALTH PARTNERS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 35.5; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) NAME OF OTHER BUSINESS: SUCCESSOR TRUSTEE FOR FRIENDS TRUST; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TRUST ; START DATE 06/2025:; POSITION/TITLE/RELATIONSHIP: SUCCESSOR TRUSTEE; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS 0:; BRIEF DESCRIPTION OF DUTIES: NO CURRENT DUTIES, WILL HAVE POWERS AS STATED IN TRUST IF INSTALLED;

Exams

• S66 Uniform Combined State Law Examination
  2007-02-01

Other Names

• Kimberly S Swopes
• Kimberly S Raus
• Kimberly Sue Michels
• Kimberley Sue Swopes
• Kimberly S Proffitt