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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-12-06 |
| CA | RA | APPROVED | 2023-10-24 |
Branch Locations
2029 Century Park East, Floor 37, Los Angeles, CA 90067 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goldman, Sachs & Co | Los Angeles | CA | 07/2007 | 01/2018 |
| First Republic Investment Management, Inc. | Los Angeles | CA | 01/2018 | Present |
| First Republic Securities Company, Llc | Los Angeles | CA | 01/2018 | 10/2023 |
| J.P. Morgan Securities Llc | Los Angeles | CA | 09/2023 | Present |
| Jpmorgan Chase Bank, Na. | Los Angeles | CA | 10/2023 | Present |
(1) WILSHIRE BOULEVARD TEMPLE (BEGAN 01-NOV-2011) - FIANCE/INVESTMENT COMMITTEE MEMBER. AS PART OF THE COMMITTEE MATTHEW MONITORS INVESTMENT PORTFOLIO, REBALANCES INVESTMENT THE PORTFOLIO, ADVISES ON THE MANAGER SELECTION PROCESS FOR EACH INVESTMENT. (2) Name: Hebrew University Address: 591 Redwood Hwy, Mill Valley, CA 94941 Investment-related: No Nature of the business: Education Role: Board Member Start Date: 01/01/2017 Description of duties: Board member Number of hours each month: 2 Number of hours during trading: 0 (3) Name: Anti-Defamation League Address: LA@adl.org Investment-related: No Nature of the business: Fight Anti-Semitism, Combat Hate & Protect Communities Role: Board Start Date: 01/01/2017 Number of hours each month: 2 Number of hours during trading: 0 (4) Name: Alliance for Children's Rights Address: https://kids-alliance.org/ Investment-related: No Nature of the business: Family, Education, Justice Role: Board Member Start Date: 01/01/2017 Description of duties: Board Affiliations Number of hours each month: 2 Number of hours during trading: 0 (5) Name: Constitutional Rights Foundation Address: 601 S. Kingsley Drive., Los Angeles, CA 90005 Investment-related: No Nature of the business: Educating young people to become active and responsible participants in our democratic society. Role: Board Member Start Date: 04/13/2021 Description of duties: Sit on an investment committee and there is an outside manager that provides investment advice. I do not provide investment counsel. Number of hours each month: 2 Number of hours during trading: 0 (6) Name: Outstanding Sandpiper LLC Address: 14607 BESTOR BLVD PACIFIC PLSDS CA 90272-2611 Investment-related: No Nature of the business: Outstanding Sandpiper runs Outstanding Corona. Outstanding Corona holds the family real estate in the LLC. Role: Managing Director Start Date: 5/4/2021 Description of duties: The manager members/directors are Matthew and Jessica Babrick (employee and wife) Number of hours each month: 0 Number of hours during trading: 0 (7) Name: Outstanding Corona LLC Address: 14607 BESTOR BLVD PACIFIC PLSDS CA 90272-2611 Investment-related: No Nature of the business: LLC held for family for real estate Role: Managing Director Start Date: 5/4/2021 Description of duties: LLC held for family for real estate Number of hours each month: 0 Number of hours during trading: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-09-16 |
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