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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-12-06
CA RA APPROVED 2023-10-24
  • TX RA
    APPROVED_RES
    Since 2023-12-06
  • CA RA
    APPROVED
    Since 2023-10-24

Branch Locations

2029 Century Park East, Floor 37, Los Angeles, CA 90067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman, Sachs & Co Los Angeles CA 07/2007 01/2018
First Republic Investment Management, Inc. Los Angeles CA 01/2018 Present
First Republic Securities Company, Llc Los Angeles CA 01/2018 10/2023
J.P. Morgan Securities Llc Los Angeles CA 09/2023 Present
Jpmorgan Chase Bank, Na. Los Angeles CA 10/2023 Present
  • 07/2007 → 01/2018
    Goldman, Sachs & Co
    Los Angeles, CA
  • 01/2018 → Present
    First Republic Investment Management, Inc.
    Los Angeles, CA
  • 01/2018 → 10/2023
    First Republic Securities Company, Llc
    Los Angeles, CA
  • 09/2023 → Present
    Los Angeles, CA
  • 10/2023 → Present
    Jpmorgan Chase Bank, Na.
    Los Angeles, CA
Previous Registrations
Other Businesses

(1) WILSHIRE BOULEVARD TEMPLE (BEGAN 01-NOV-2011) - FIANCE/INVESTMENT COMMITTEE MEMBER. AS PART OF THE COMMITTEE MATTHEW MONITORS INVESTMENT PORTFOLIO, REBALANCES INVESTMENT THE PORTFOLIO, ADVISES ON THE MANAGER SELECTION PROCESS FOR EACH INVESTMENT. (2) Name: Hebrew University Address: 591 Redwood Hwy, Mill Valley, CA 94941 Investment-related: No Nature of the business: Education Role: Board Member Start Date: 01/01/2017 Description of duties: Board member Number of hours each month: 2 Number of hours during trading: 0 (3) Name: Anti-Defamation League Address: LA@adl.org Investment-related: No Nature of the business: Fight Anti-Semitism, Combat Hate & Protect Communities Role: Board Start Date: 01/01/2017 Number of hours each month: 2 Number of hours during trading: 0 (4) Name: Alliance for Children's Rights Address: https://kids-alliance.org/ Investment-related: No Nature of the business: Family, Education, Justice Role: Board Member Start Date: 01/01/2017 Description of duties: Board Affiliations Number of hours each month: 2 Number of hours during trading: 0 (5) Name: Constitutional Rights Foundation Address: 601 S. Kingsley Drive., Los Angeles, CA 90005 Investment-related: No Nature of the business: Educating young people to become active and responsible participants in our democratic society. Role: Board Member Start Date: 04/13/2021 Description of duties: Sit on an investment committee and there is an outside manager that provides investment advice. I do not provide investment counsel. Number of hours each month: 2 Number of hours during trading: 0 (6) Name: Outstanding Sandpiper LLC Address: 14607 BESTOR BLVD PACIFIC PLSDS CA 90272-2611 Investment-related: No Nature of the business: Outstanding Sandpiper runs Outstanding Corona. Outstanding Corona holds the family real estate in the LLC. Role: Managing Director Start Date: 5/4/2021 Description of duties: The manager members/directors are Matthew and Jessica Babrick (employee and wife) Number of hours each month: 0 Number of hours during trading: 0 (7) Name: Outstanding Corona LLC Address: 14607 BESTOR BLVD PACIFIC PLSDS CA 90272-2611 Investment-related: No Nature of the business: LLC held for family for real estate Role: Managing Director Start Date: 5/4/2021 Description of duties: LLC held for family for real estate Number of hours each month: 0 Number of hours during trading: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-16
  • S66 Uniform Combined State Law Examination
    2003-09-16
Other Names
  • Matthew Babrick
  • Matt Babrick
  • Matthew Donald Babrick

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