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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-04 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| St. Cloud State University | St. Cloud | MN | 10/1998 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 08/2001 | Present |
| Northwestern Mutual Life | Milwaukee | WI | 08/2001 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. PRESIDENT, STONEHAWK III, 8142 DAVIS STREET, GREENFIELD, , MINNESOTA, 55357, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 07/28/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PRESIDENT OF STONEHAWK ASSOCIATION III. MANAGE MEETINGS FOR HOME OWNERS ASSOCIATION. 15 PERSON HOA. NO INVOLVEMENT WITH FINANCIALS OF HOA. NOT ON CHECKING ACCOUNT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-03 |
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