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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-01-17 |
| WA | RA | APPROVED | 2001-09-18 |
Branch Locations
915 118Th Ave Se Ste 250, Bellevue, WA 98005 • United States
915 118Th Ave Se Ste 310, Bellevue, WA 98005 • United States
Bellevue, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Mercer Island | WA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Bellevue | WA | 03/2020 | Present |
Business Ownership; Pacwest Affiliates LLC; Member and Producer; Manage Ameriprise Business; 110 James St Ste 100, , Edmonds, WA, 98020; Investment-Related; 12/19/2019; 60 hours per month; 20 to 39 during trading hours. Outside Employment; Pacwest Affiliates; Co-owner; Manage advisory business; 110 James Street, Suite 100, Edmonds, WA, 98020; Investment-Related; 12/05/2019; 40 to 59 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-09-11 |
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