Joseph Bernecker

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-03-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chandler	AZ	04/2013	08/2018
Bank Of America	Chandler	AZ	04/2013	08/2018
Bmo Harris Financial Advisors, Inc.	Chandler	AZ	08/2018	06/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Plano	TX	07/2019	03/2022
Bank Of America	Plano	TX	07/2019	03/2022
Jpmorgan Chase Bank, N.A.	Plano	TX	03/2022	Present
J.P. Morgan Securities Llc	Plano	TX	03/2022	Present

04/2013 → 08/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ
04/2013 → 08/2018

Bank Of America

Chandler, AZ
08/2018 → 06/2019

Bmo Harris Financial Advisors, Inc.

Chandler, AZ
07/2019 → 03/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Plano, TX
07/2019 → 03/2022

Bank Of America

Plano, TX
03/2022 → Present

Jpmorgan Chase Bank, N.A.

Plano, TX
03/2022 → Present

J.P. Morgan Securities Llc

Plano, TX

2019-08-05 → 2022-03-03

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Frisco, TX
2018-08-31 → 2019-06-04

Bmo Harris Financial Advisors, Inc.

Chandler, AZ
2013-05-06 → 2018-08-14

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ
2012-08-01 → 2013-04-16

Bmo Harris Financial Advisors, Inc.

Scottsdale, AZ
2012-04-26 → 2012-08-01

M&I Financial Advisors, Inc

Scottsdale, AZ

Scottsdale, AZ

Scottsdale, AZ

Scottsdale, AZ

Scottsdale, AZ
2003-02-24 → 2003-10-09

Banc One Securities Corporation

Scottsdale, AZ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-10-05