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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2018-08-31 |
| TX | RA | APPROVED_RES | 2018-08-31 |
Branch Locations
1 Town Center Road 10Th Floor, Boca Raton, FL 33486 • United States
15 Kercheval Avenue, Grosse Pointe Farms, MI 48236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Boca Raton | FL | 06/2009 | 08/2018 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 08/2018 |
| Raymond James & Associates | Gross Pointe | MI | 08/2018 | Present |
| Saint Paul Catholic School | Grosse Pointe Farms | MI | 11/2018 | Present |
(1) Name of Business: Seneca Hawthorne Holdings Address: 4885 15th Street, Detroit, MI, 48208, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 05/19/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is an LLC for a fitness facility in Detroit Michigan. I would fund it financially and then have very little involvement going forward.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-08 |
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