Mark Mccoy Barber

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-09-25
CT	RA	APPROVED	2018-08-31

TX RA
APPROVED_RES

Since 2018-09-25
CT RA
APPROVED

Since 2018-08-31

Branch Locations

1 Town Center Road 10Th Floor, Boca Raton, FL 33486 • United States

Walpole, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Boca Raton	FL	06/2009	08/2018
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	08/2018
Raymond James & Associates	Boston	MA	08/2018	Present

06/2009 → 08/2018

Morgan Stanley

Boca Raton, FL
01/2015 → 08/2018

Morgan Stanley Private Bank, National Association

New York, NY
08/2018 → Present

Raymond James & Associates

Boston, MA

Previous Registrations

2009-06-01 → 2018-09-04

Morgan Stanley

Boca Raton, FL

Boston, MA

Boca Raton, FL
2009-04-21 → 2009-06-01

Citigroup Global Markets Inc.

Boca Raton, FL

Boca Raton, FL
2001-09-24 → 2009-04-23

Ubs Financial Services Inc.

Boca Raton, FL

Boca Raton, FL

Other Businesses

(1)Name of Business: Address: 16 Crosswoods Path , Walpole, MA, 02081, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 01/03/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I rent my condo in Brookline Massachusetts

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-10-11

S66 Uniform Combined State Law Examination

2001-10-11

View on SEC IAPD