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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-12-20 |
| TX | RA | APPROVED_RES | 2009-03-12 |
Branch Locations
Scottsdale, AZ • United States
55033, MN • United States
1125 S. Frontage Road, Ste 5, Hastings, MN 55033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Hastings | MN | 01/2004 | Present |
1) 2018-04-11 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Retirement Consultants / Tousignant Investment Group, LLC - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2018-03-27 - 40hrs/mth - 40hrs/mth during trading 2) 2021-07-12 - none - Other - Notary - N - at reported business location(s) - 2021-06-01 - 1hrs/mth - 0hrs/mth during trading 3) 2026-05-07 - TOUSIGNANT INVESTMENT GROUP, LLC - Non-Variable Insurance DBA - Y - at reported business location(s) - 2012-05-10 - 5hrs/mth - 2hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-01 |
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