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Craig Michael Zaleck

LPl Financial LLC

Bayonne, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-01-15
TX RA APPROVED 2021-01-13
  • NJ RA
    APPROVED
    Since 2021-01-15
  • TX RA
    APPROVED
    Since 2021-01-13

Branch Locations

9 W 8Th St, Bayonne, NJ 07002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hogan And Associates Llc Bayonne NJ 01/2014 12/2020
First Allied Securities, Inc. San Diego CA 11/2015 12/2020
First Allied Advisory Services, Inc. Chesterfield MO 11/2015 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 12/2020
Lpl Financial, Llc Bayonne NJ 01/2021 Present
  • 01/2014 → 12/2020
    Hogan And Associates Llc
    Bayonne, NJ
  • 11/2015 → 12/2020
    First Allied Securities, Inc.
    San Diego, CA
  • 11/2015 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → 12/2020
    First Allied Advisory Services
    Schaumburg, IL
  • 01/2021 → Present
    Bayonne, NJ
Previous Registrations
  • 2020-11-12 → 2021-01-13
    Bayonne, NJ
  • 2015-11-16 → 2020-11-12
    First Allied Advisory Services, Inc.
    Bayonne, NJ
  • 2009-08-04 → 2015-11-16
    World Investments, Llc
    Bayonne, NJ
Other Businesses

1) 01/2008 - REAL ESTATE RENTAL - 64 WEST 11TH STREET BAYONNE, NJ 07002 - 5% - INVESTMENT RELATED - BAYONNE, NJ 07002 2) 06/2011 - REAL ESTATE RENTAL - BERGEN POINT INVESTORS - 1% - INVESTMENT RELATED - 35-37 EAST 19th STREET, BAYONNE, NJ 07002 4) 01/2021 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - BERGEN POINT WEALTH MANAGEMENT - INVESTMENT RELATED - BAYONNE, NJ 07002 5) 12/22/2023 - Hogan & Associates LLC - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 01/23/2023 - 20 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-07-28
S63 Uniform Securities Agent State Law Examination 2007-06-28
  • S65 Uniform Investment Adviser Law Examination
    2009-07-28
  • S63 Uniform Securities Agent State Law Examination
    2007-06-28
Designations
Other Names
  • Craig Zaleck

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