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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-01-15 |
| TX | RA | APPROVED | 2021-01-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hogan And Associates Llc | Bayonne | NJ | 01/2014 | 12/2020 |
| First Allied Securities, Inc. | San Diego | CA | 11/2015 | 12/2020 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 11/2015 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 12/2020 |
| Lpl Financial, Llc | Bayonne | NJ | 01/2021 | Present |
1) 01/2008 - REAL ESTATE RENTAL - 64 WEST 11TH STREET BAYONNE, NJ 07002 - 5% - INVESTMENT RELATED - BAYONNE, NJ 07002 2) 06/2011 - REAL ESTATE RENTAL - BERGEN POINT INVESTORS - 1% - INVESTMENT RELATED - 35-37 EAST 19th STREET, BAYONNE, NJ 07002 4) 01/2021 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - BERGEN POINT WEALTH MANAGEMENT - INVESTMENT RELATED - BAYONNE, NJ 07002 5) 12/22/2023 - Hogan & Associates LLC - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 01/23/2023 - 20 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 2007-06-28 |
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