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Account
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290 Congress Street, Boston, MA 02210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2026-03-26 |
| DE | RA | APPROVED | 2026-03-23 |
| MD | RA | APPROVED | 2026-03-23 |
| VA | RA | APPROVED | 2025-12-23 |
| RI | RA | APPROVED | 2025-07-18 |
| DC | RA | APPROVED | 2025-05-23 |
| FL | RA | APPROVED | 2025-05-13 |
| MA | RA | APPROVED | 2025-05-07 |
| SC | RA | APPROVED | 2025-05-06 |
| KY | RA | APPROVED | 2025-05-02 |
| NH | RA | APPROVED | 2025-05-02 |
| CT | RA | APPROVED | 2025-05-01 |
| GA | RA | APPROVED | 2025-05-01 |
| ME | RA | APPROVED | 2025-05-01 |
| NJ | RA | APPROVED | 2025-05-01 |
| NY | RA | APPROVED | 2025-05-01 |
| PA | RA | APPROVED | 2025-05-01 |
| AL | RA | APPROVED | 2025-04-30 |
| HI | RA | APPROVED | 2024-03-12 |
| LA | RA | APPROVED | 2017-10-20 |
| IA | RA | APPROVED | 2016-04-15 |
| AZ | RA | APPROVED | 2015-12-17 |
| KS | RA | APPROVED | 2015-12-16 |
| OR | RA | APPROVED | 2015-12-10 |
| AK | RA | APPROVED | 2015-12-07 |
| TX | RA | APPROVED_RES | 2015-12-07 |
| CA | RA | APPROVED | 2015-12-04 |
| NE | RA | APPROVED | 2015-12-04 |
| NM | RA | APPROVED | 2015-12-04 |
| ID | RA | APPROVED | 2015-12-03 |
| IL | RA | APPROVED | 2015-12-03 |
| MO | RA | APPROVED | 2015-12-03 |
| SD | RA | APPROVED | 2015-12-03 |
| UT | RA | APPROVED | 2015-12-03 |
| WA | RA | APPROVED | 2015-12-03 |
| NV | RA | APPROVED | 2015-07-29 |
| CO | RA | APPROVED | 2010-05-01 |
| MT | RA | APPROVED | 2010-05-01 |
Branch Locations
290 Congress Street, Boston, MA 02210 • United States
Galena, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Columbia Management Group | Boston | MA | 05/2003 | Present |
| Columbia Management Advisors, Llc | Boston | MA | 04/2005 | Present |
| Riversource Investments | Minneapolis | MN | 05/2010 | Present |
| Riversource Fund Distributors, Inc. | Corpus Christi | TX | 05/2010 | Present |
Name of Activity: Naukabout Beer Company; Date Activity Started/Modified/Ended: 8/1/2017; Type of Activity: Retail Sales; Role/Relationship: Partner - Silent Investor; Responsibilities: Silent Investor; Income Per Year: NO INCOME; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-20 |
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