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Current Employers
Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-07-31
  • NC RA
    APPROVED
    Since 2023-07-31

Branch Locations

Waxhaw, NC • United States

One National Life Drive, Montpelier, VT 05604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Charlotte NC 05/2016 03/2023
Nylife Securities Llc Charlotte NC 05/2016 03/2023
Eagle Strategies Llc Charlotte NC 05/2016 03/2023
Equity Services Inc Montpelier VT 07/2023 Present
National Life Group Charlotte NC 07/2023 Present
Unemployed Waxhaw NC 04/2023 06/2023
  • 05/2016 → 03/2023
    New York Life Insurance Company
    Charlotte, NC
  • 05/2016 → 03/2023
    Nylife Securities Llc
    Charlotte, NC
  • 05/2016 → 03/2023
    Charlotte, NC
  • 07/2023 → Present
    Montpelier, VT
  • 07/2023 → Present
    National Life Group
    Charlotte, NC
  • 04/2023 → 06/2023
    Unemployed
    Waxhaw, NC
Previous Registrations
Other Businesses

*NATIONAL LIFE GROUP. 8201 VICTORIA LAKE DRIVE, WAXHAW, NC, INV REL, JULY 2023. FIXED INSURANCE AND SALES. GENERAL AGENT, SELLING FIXED INSURANCE PRODUCTS, PROVIDING CLIENT SERVICE AND RECRUITIG AGENTS. DURING TRADE HRS.40+ HRS/WK. *DIAMOND FINANCIAL PARTNERS LLC. 8201 VICTORIA LAKE DRIVE, WAXHAW, NC. INV REL. AUG 2023. CORP FOR TAX PURPOSES ONLY, NAME WILL NOT BE PUBLIC FACING OR USED FOR MARKETING. OWNER. PAYROLL AND AGENCY EXPENSES WILL BE PAID THROUGH THIS CORP. DURING TRADE HRS. *STONE PRESS FINANCIAL GROUP. 8201 VICTORIA LAKE DRIVE, WAXHAW, NC. INV REL. AUG 2023. FIXED INS SALES AND SERVICE. GENERAL AGENT. SELLING FIXED INSURANCE PRODUCTS, PROVIDING CLIENT SERVICE AND RECRUITING AGENTS. I PERFORM THESE DUTIES/OBLIGATIONS UNDER THE STONE PRESS FINANCIAL GROUP DBA. DURING TRADE HRS. *WRESTLERS IN BUSINESS NETWORK - CHARLOTTE, NC CHAPTER,8201 VICTORIA LAKE DRIVE, WAXHAW, NC, 9/12/2024, ONGOING, NOT INV REL, NOT DURING TRD/HRS, CHAPTER CHAIR,NON-PROFIT,2%.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-02
  • S66 Uniform Combined State Law Examination
    2001-10-02

View on SEC IAPD

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