Katya Lynn Thompson-Cantu

Current Employers

Employment History

• 05/2010 → 08/2021
  Randolph Brooks Federal Credit Union
  Live Oak, TX
• 05/2010 → 08/2021
  Cuna Brokerage Services, Inc.
  Waverly, IA
• 08/2021 → Present
  Ameriprise Financial Services, Llc
  Live Oak, TX

Previous Registrations

• 2010-07-27 → 2021-09-01
  Cuna Brokerage Services, Inc.
  Live Oak, TX
  Schertz, TX
  Live Oak, TX
• 2008-09-04 → 2009-09-04
  Advisors Asset Management, Inc.
  Boerne, TX
• 2008-01-29 → 2008-09-11
  Wamu Investments, Inc.
  San Antonio, TX
  San Antonio, TX
  Irvine, CA
  San Antonio, TX
• 2005-10-21 → 2007-11-01
  Chase Investment Services Corp.
  San Antonio, TX
  San Antonio, TX
  San Antonio, TX
• 1999-10-25 → 2005-08-15
  Usaa Investment Services Company
  San Antonio, TX

Other Businesses

Outside Employment; Randolph Brooks FCU; Financial Advisor - Provide financial advice to our credit union membership; ; One IKEA-RBFCU Pkwy, , Live Oak, TX, 78233; Investment-Related; 05/17/2010; 60 hours per month; 60 during trading hours. Other Business Activities; Freelance Musician; Playing in musical groups at scheduled gigs and being compensated monetarily.; 3827 Highcliff Dr, , San Antonio, TX, 78218; Not Investment-Related; 06/01/2023; 10 to 19 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-03-19
• S63 Uniform Securities Agent State Law Examination
  1999-10-22

Other Names

• Katya Lynn Thompson
• Katya Lynn Smart
• Katya Lynn Cantu
• Katya Lynn Thompson-Cantu
• Katya L Thompson-Cantu