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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2008-12-03
TX RA APPROVED 2008-11-14
  • GA RA
    APPROVED
    Since 2008-12-03
  • TX RA
    APPROVED
    Since 2008-11-14

Branch Locations

600 Northpark Town Center 1200 Abernathy Road Suite 1850, Atlanta, GA 30328 • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Atlanta GA 11/2008 Present
Previous Registrations
Other Businesses

1.NAME: MARY KAY INC. 2.INVESTMENT RELATED: (YES OR NO) NO 3.ADDRESS: 4332 BERKFORD CIRCLE ATLANTA, GA 30319 4.NATURE: COSMETICS 5.YOUR POSITION, TITLE, ASSOCIATION: INDEPENDENT BEAUTY CONSULTANT 6.START DATE: 3/13/06 7.NUMBER OF HOURS DEVOTED PER MONTH: 1 HOUR 8.NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0 HOURS 9.DUTIES: SELL COSMETICS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-02
  • S66 Uniform Combined State Law Examination
    2005-09-02

View on SEC IAPD

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