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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-01-13 |
Branch Locations
11225 Se 6Th Street Suite 260, Bellevue, WA 98004 • United States
1201 Pacific Avenue 6Th Floor, Tacoma, WA 98402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Seattle | WA | 08/2005 | 06/2022 |
| Tiaa | Seattle | WA | 08/2005 | 06/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tacoma | WA | 07/2022 | 01/2025 |
| Bank Of America, N.A. | Tacoma | WA | 08/2022 | 01/2025 |
| Mariner Wealth Advisors | Overland Park | KS | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-06-28 |
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