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Christopher Michael Alexander

LPl Enterprise, LLC

Englewood, CO

St Louis, MO

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-05-07
AR RA APPROVED 2024-11-14
KS RA APPROVED 2024-11-14
MO RA APPROVED 2024-11-14
OH RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • CO RA
    APPROVED
    Since 2025-05-07
  • AR RA
    APPROVED
    Since 2024-11-14
  • KS RA
    APPROVED
    Since 2024-11-14
  • MO RA
    APPROVED
    Since 2024-11-14
  • OH RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

8000 S Chester Street Suite 325, Englewood, CO 80112 • United States

12312 Olive Boulevard Suite 300, St Louis, MO 63141-6474 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. St. Louis MO 07/2001 11/2024
Prudential Insurance Company Of America St. Louis MO 07/2001 Present
Lpl Enterprise, Llc St. Louis MO 11/2024 Present
Previous Registrations
  • 2005-11-03 → 2024-11-14
    Pruco Securities, Llc.
    Cincinnati, OH
    Cincinnati, OH
    Lawrenceburg, IN
    Phoenix, AZ
    Lake Oswego, OR
    St. Louis, MO
    Overland Park, KS
    Omaha, NE
Other Businesses

1) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-10-13
S63 Uniform Securities Agent State Law Examination 2003-07-24
  • S65 Uniform Investment Adviser Law Examination
    2005-10-13
  • S63 Uniform Securities Agent State Law Examination
    2003-07-24
Other Names
  • C. Michael Alexander
  • Michael Alexander

View on SEC IAPD

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Other Offices

GENEOS WEALTH MANAGEMENT, INC. · ENGLEWOOD, CO
BLUE SKY ASSET MANAGEMENT, LLC · ENGLEWOOD, CO
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INTEGRATED WEALTH CONCEPTS LLC · ENGLEWOOD, CO
EDELMAN FINANCIAL ENGINES · ENGLEWOOD, CO
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