Eric Lawrence Phelps

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-11-30

TX RA
APPROVED

Since 2022-11-30

Branch Locations

4103 E Central Expressway, Killeen, TX 76543 • United States

4103 E Central Texas Expy, Killeen, TX 76543 • United States

50 South Main St, Salado, TX 76571 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Texas National Guard	Unknown	TX	11/2001	Present
National Bank	Copperas Cove	TX	11/2005	06/2021
Investment Professionals, Inc.	Copperas Cove	TX	10/2009	09/2018
Ameriprise Financial Services, Inc	Killeen	TX	06/2018	06/2021
Infinex Investments, Inc.	Meriden	CT	06/2021	11/2022
Cadence Bank	Kileen	TX	06/2021	Present
Lpl Financial Llc	Killeen	TX	11/2022	Present

11/2001 → Present

Texas National Guard

Unknown, TX
11/2005 → 06/2021

National Bank

Copperas Cove, TX
10/2009 → 09/2018

Investment Professionals, Inc.

Copperas Cove, TX
06/2018 → 06/2021

Ameriprise Financial Services, Inc

Killeen, TX
06/2021 → 11/2022

Infinex Investments, Inc.

Meriden, CT
06/2021 → Present

Cadence Bank

Kileen, TX
11/2022 → Present

Lpl Financial Llc

Killeen, TX

Previous Registrations

2021-06-21 → 2022-11-30

Osaic Institutions, Inc.

Meriden, CT

Kileen, TX

Killeen, TX
2018-06-25 → 2021-06-22

Ameriprise Financial Services, Llc

Killeen, TX
2009-10-16 → 2018-09-25

Investment Professionals, Inc.

San Antonio, TX

Killeen, TX
2005-12-05 → 2009-10-15

Cetera Investment Services Llc

Copperas Cove, TX

Killeen, TX

Hewitt, TX

Gatesville, TX

Lampasas, TX
2001-09-14 → 2002-12-09

Morgan Stanley Dw Inc.

Temple, TX

Other Businesses

1- 11/2022 / Fort Hood Soccer Referee Association / SOCCER OFFICIAL / NON-INVESTMENT RELATED / KILLEEN, TX 2- 11/2022 / Oceanview Life and Annuity / Non-Variable Insurance / INVESTMENT RELATED / KILLEEN, TX 3- 08/18/2023 - Cadence Investment Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/15/2022 - 1 Hour Per Month/ 1 Hour During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-09-13

S66 Uniform Combined State Law Examination

2001-09-13

View on SEC IAPD